Internal Auditor

Business : Corporate Audit Services ( CAS )

Position : Auditor / Senior Auditor (Manager), based in Taipei

Reporting to : Head of CAS WB Asia, based in Singapore (Functionally)

Branch Manager (Taipei) Administratively


Corporate Audit Services WB Asia, is the internal audit department of the Wholesale Banking activities in Asia (WB Asia).

The main focus of the role is to provide an independent and objective audit service to WB Asia ensuring that key risks in and across the region are identified, mitigating actions negotiated and agreed with senior management to improve the governance, risk and control framework.

The Internal Auditor is expected to execute independently and performs audit procedures, provides input for recommendations and reporting and ensures own audit work is documented in accordance with the guidelines in the CAS Manual.

Key Responsibilities

Cash Bond Trading Agency auditor role

Perform daily / monthly audit attestation work or in such frequency as required by the Taiwan SecuritiesAssociation

Assignment planning

Assist in setting the audit objective, scope, audit approach / key focus areas, identification of risks and key controls for areas within the assigned audits.

Understands the overall audit planning background, assists the preparation of the Audit Planning Memorandum (APM) and the development of the Terms of Reference (ToR).

Audit execution

Analysis of the business processes and assesses the risks inherent to those processes.

Evaluates the design of the key controls, tests the operational effectiveness of the key controls and assesses the residual risk.

Carries out audit activities utilising data analysis tools.

Discusses the results of the audit work performed with the Senior Auditor and Audit Manager.


Participates in close-out discussions with audit client and management.

Assist in drawing up the audit report for the management of the business unit.

Audit closure

Ensures that audit work is completed and documented in the Audit Application in accordance with guidelines in the CAS Manual.

Follows-up the closure of earlier reported audit findings and documents the results in the audit application.


Develops and maintains good relationships with staff of the regional business units.

Ensures that all audit stakeholders are actively kept up to date (no surprises) and ability to negotiate, influence and clearly communicate to audit clients to better understanding underlying risks.

Builds a network within the CAS organisation internationally.


Effective communication skills in English, both verbal and written

A trusted business partner, while maintaining independence and objectivity

A team player with a proactive attitude.

Shows passion, drive and ambition.

A challenger who is not afraid to express views.

Has a drive for performance and motivation.

Is meticulous, organised and able to multi-task

Good problem-solving & analytical skills.

Positively influences the team and organizational culture by proactively stimulating a Can Do / Right on Time / Right First Time mentality.

Looks for and implements improvement opportunities.

Achieves timely delivery of high quality audit service.


Obtained the required certification and training requirements of a Cash Bond Trading Agency auditor as required by the Taiwan SecuritiesAssociation and the Financial Supervisory Commission.

Certified Public Accountant (CPA) and / or Certified Internal Auditor (CIA)

Prior Big 4 experience

Minimum of 5 years working experience, preferably in a risk or audit function.

Experience in performing Lending and Compliance audits in the Banking sector

Experience in data analytics will be advantageous

Willingness to travel (up to 30%)

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