ICG Compliance Officer_ Security_企金法遵_GF ICRM
Citygroup
Taipei, Taiwan
2天前

Description

  • Responsible for managing compliance risk in the entity covering IBD, equities, research and fixed income products.
  • Act as regulatory contact for the entity
  • Represent the entity to participate in industry association to facilitate better industry development
  • Manage regulatory change process for the entity
  • Supervisor junior compliance staff and help them develop
  • Actively work with key stakeholders in the entity to foster a better control environment to mitigate compliance and franchise risk.
  • Manage monitoring and surveillance programs in the entity.
  • Coordinate entity board meeting
  • Supervise and develop staff
  • Qualifications

  • University graduated or above, MBA / Legal degree is preferred.
  • At least 6 years banking experience.
  • Legal / Investment process related / Risk management / Operation experience / IT background with consumer product knowledge is preferred.
  • Fluent English communication with read, write and conversation capability.
  • Able to work under pressure and excellent communications skills
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