Description : JOB RESPONSIBILITIES
Reviews various internal regulatory reports to ensure compliance with all internal policies, procedures and governmental regulatory requirements.
Receives and reviews all Defined Contribution ( DC ) Subpoenas.
Monitors, tracks and distributes subpoena summary reports to requestor.
Communicates with requestor and serves as liaison between requestor and business partners to respond to follow up inquiries.
Processes Federal and State Levies.
Makes determination on appropriate actions and follows up internally and externally as needed.
Facilitates potential fraud or forgery investigations.
Acts as liaison between participant and banks, collect information and prepare filings for final review.
Assists and / or develops training materials / bulletins to increase communication of compliance topics and initiatives.
Prepares various reports for senior leaders and others as needed.
Marsh & McLennan Companies and its Affiliatesare EOE Minority / Female / Disability / Vet / Sexual Orientation / Gender Identity employers.
Posted 30+ Days Ago