Senior Compliance Analyst
Mercer
Minquan East, Taipei
17小时前

Description : JOB RESPONSIBILITIES

JOB RESPONSIBILITIES

  • Reviews various internal regulatory reports to ensure compliance with all internal policies, procedures and governmental regulatory requirements.
  • Receives and reviews all Defined Contribution ( DC ) Subpoenas.
  • Monitors, tracks and distributes subpoena summary reports to requestor.
  • Communicates with requestor and serves as liaison between requestor and business partners to respond to follow up inquiries.
  • Processes Federal and State Levies.
  • Makes determination on appropriate actions and follows up internally and externally as needed.
  • Facilitates potential fraud or forgery investigations.
  • Acts as liaison between participant and banks, collect information and prepare filings for final review.
  • Assists and / or develops training materials / bulletins to increase communication of compliance topics and initiatives.
  • Prepares various reports for senior leaders and others as needed.
  • Marsh & McLennan Companies and its Affiliatesare EOE Minority / Female / Disability / Vet / Sexual Orientation / Gender Identity employers.

  • Posted 30+ Days Ago
  • R 024359
  • Report this job
    checkmark

    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    申請
    添加至收藏
    從收藏夾中刪除
    申請
    郵箱地址
    通過點擊“持續”,我允許neuvoo同意處理我的數據並向我發送電子郵件提醒,詳見neuvoo的 隱私政策 。我可以隨時撤回我的同意或退訂。
    持續
    申請表