Wealth Management - Securities Settlement Officer
BNP Paribas
TW, TPE, Taipei
  • Serve as a liaison between front office and regional operation team to support Payment & settlement
  • Perform day-to-day settlement flow for Mutual fund, Equity, bond and structured product
  • Perform various control activities : pre-operational checking on payment, document deficiency, etc.
  • Ensure accuracy and timely delivery of client documentation and regulatory reports (E.g. CBC, Trust reporting)
  • Efficient query management handling of incoming queries from internal clients, counterparties, and custodian
  • Support a variety of projects including raising user requirement, specification review, UAT testing, simulation run, implementation and procedure / work manual update
  • Identify opportunities for internal team efficiency gains
  • Escalate issues and risks in a timely and effective manner- More than 5 years of work experience in securities operation domain.
  • Wealth Management experience is a plus

  • Regulation knowledge of local requirement on securities service
  • Posses required product knowledge of Mutual fund, Equity, Bond, and Structured products
  • Good understanding of Securities settlement and reconciliation processes
  • Experience in Corporate Action arrangement is an advantage
  • License : Trust license
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