Wealth Management - Securities Settlement Officer
BNP Paribas
TPETaipei
8天前
  • Serve as a liaison between front office and regional operation team to support Payment & settlement - Perform day-to-day settlement flow for Mutual fund, Equity, bond and structured product -
  • Perform various control activities : pre-operational checking on payment, document deficiency, etc. - Ensure accuracy and timely delivery of client documentation and regulatory reports (E.

    g. CBC, Trust reporting) - Efficient query management handling of incoming queries from internal clients, counterparties, and custodian -

    Support a variety of projects including raising user requirement, specification review, UAT testing, simulation run, implementation and procedure / work manual update -

    Identify opportunities for internal team efficiency gains - Escalate issues and risks in a timely and effective manner

  • More than 5 years of work experience in securities operation domain. Wealth Management experience is a plus - Regulation knowledge of local requirement on securities service -
  • Posses required product knowledge of Mutual fund, Equity, Bond, and Structured products - Good understanding of Securities settlement and reconciliation processes -

    Experience in Corporate Action arrangement is an advantage - License : Trust license

    TW-TPE-Taipei Standard / Permanent Business Activities OPERATION PROCESSING Wealth Management, Support functions Education Level Bachelor Degree or equivalent (3 years) Experience Level

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