Responsible for front-to-back risk and control related matters for Retail Banking business, covering all aspect in Product, Marketing, Sales and Distribution processes.
Manage and execute the End-to-End MCA program for Retail Banking business. Reviews and appraises the control design soundness and control effectiveness;
Perform ongoing reviews & assess the adequacy of controls, operating procedures are in compliance with all policy and standards;
Drive enhancements to the MCA program to raise the effectiveness and change management to the next level.
Act as the principal contact person for Retail Banking business related internal audits and external / regulatory audits.
Responding promptly to detected offenses / potential issues, findings, etc., assist with development of corrective action and reporting findings to Retail Banking business
Governance the implementation and adherence of regulatory and policy requirements, Lead the review, revision and implementation of written policies, procedures, standards of conduct and compliance programs in Retail Banking business;
lead to implement new global, regional or country control initiatives for Retail Banking business.
Issues communication, reports, guidelines, memorandum, etc. detailing conclusions and providing recommendation for control improvements to Retail Banking Business as needed
Subject Matter Expert advisor to the Retail Banking Business with regards to operational risk and controls.
Develop and manage effective lines of communication with the respective line supervisors and heads in the Retail Banking Business
Candidate must possess at least bachelor's degree in Accounting, Finance, Business, Information System or equivalent
Minimum 10 years of years of working experience in banking or control / audit related functions
Fluent in Mandarin and English both verbal and written
Excellent communication skills
Strong analytical and problem solving skills
Project Management skills
Strong leadership skills
Able to work under pressure as a team or individual
Highly motivated individual and able to motivate a team
Able to adapt quickly